AB

Alexander P Brozyna

25 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)
Number of Advisors
555 advisors
Number of Clients
5,033 clients
Average Client Portfolio
$50.9M average
Assets Under Management
$256.3B

Fee Structure

Minimum Investment:$50K

This firm manages investments for institutions, pooled investment vehicles, and individual clients. This brochure does not include a specific fee schedule for individual clients. Contact the firm directly for more information on fees.

Areas of Practice
Investment Management
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Advisor Information

Office location

120 E. Liberty Drive, Suite 400, Wheaton, IL, 60187

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Alexander is a member of the Audit & Investment Committee for the United Ukranian American Relief Committee, a non-profit organization. He reviews the foundation's endowment and assists with investment reviews, dedicating minimal time to this volunteer position.

Employment History
Current Registrations
First Trust Advisors LP
March 2009 - Present · 16 yrs 10 mos
First Trust Portfolios L.P.Broker
April 2006 - Present · 19 yrs 9 mos
First Trust Portfolios L.P.
April 2006 - Present · 19 yrs 9 mos
Previous Registrations
Chase Investment Services CORP.
July 2005 - April 2006 · 9 mos
Chase Investment Services CORP.Broker
July 2005 - April 2006 · 9 mos
Banc One Securities Corporation
May 2005 - July 2005 · 2 mos
Banc One Securities CorporationBroker
August 2002 - July 2005 · 2 yrs 11 mos
Hornor, Townsend & Kent, INC. Broker
June 2002 - August 2002 · 2 mos
Washington Square Securities, INC. Broker
January 2002 - June 2002 · 5 mos
Robert W. Baird & CO. Incorporated Broker
May 2001 - January 2002 · 8 mos
Northwestern Mutual Investment Services, LLC Broker
September 2000 - January 2002 · 1 yr 4 mos
State Registrations4 states
ILNJNYPA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Alexander P Brozyna - Financial Advisor | AdvisorDiscover