Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
4 advisors
Number of Clients
15 clients
Average Client Portfolio
$2.4M average
Assets Under Management
$35.7M

Fee Structure

Minimum Investment:$100K
Financial Planning:Investment management only

Divergent Capital Asset Management charges an annual advisory fee based on assets under management, ranging up to 2.00%. Fees are negotiable and paid quarterly in advance. Clients may terminate the agreement with 15 days' written notice and receive a pro-rata refund. The firm may also charge performance-based fees to qualified clients. A minimum account size of $100,000 is generally imposed, but may be waived.

Areas of Practice
Investment Management
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Advisor Information

Office location

3785 NW 82nd Avenue, Unit 304, Doral, FL, 33166

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Divergent Capital Asset Management LLC
March 2024 - Present · 1 yr 10 mos
Previous Registrations
Integrated Wealth Concepts LLC
May 2023 - January 2024 · 8 mos
Prism Financial Strategies, LLC
March 2020 - December 2023 · 3 yrs 9 mos
Advisory Consulting Group LLC
January 2018 - February 2018 · 1 mo
Strategies Capital Management
January 2018 - July 2020 · 2 yrs 6 mos
RBC Capital Markets, LLC
October 2014 - December 2017 · 3 yrs 2 mos
RBC Capital Markets, LLC Broker
October 2014 - December 2017 · 3 yrs 2 mos
Sanctuary Wealth Advisors LLC
May 2014 - October 2014 · 5 mos
Sanctuary Securities LLCBroker
May 2014 - October 2014 · 5 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 2002 - April 2014 · 11 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker
August 2002 - April 2014 · 11 yrs 8 mos
Robertson Stephens, INC.
September 2001 - July 2002 · 10 mos
Robertson Stephens, INC.Broker
October 2000 - July 2002 · 1 yr 9 mos
State Registrations2 states
COFL
Advisor
Exams
No exam information available for this advisor.