CP
CFA
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
4 advisors
Number of Clients
118 clients
Average Client Portfolio
$1.3M average
Assets Under Management
$148.5M
Fee Structure
Minimum Investment:$500K
Financial Plan Fee:$500 - $15,000
PCM's advisory fees are based on assets under management, ranging from 0.6% to 1% annually, paid quarterly. All fees are subject to negotiation. A minimum investment of $500,000 is generally required, but may be waived. Financial planning fees range from $500 to $15,000, depending on the complexity of the plan.
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate Planning
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Advisor Information
Office location
9250 East Costilla Avenue, Suite 430, Greenwood Village, CO, 80112
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Peak Capital Management, LLC
June 2016 - Present · 9 yrs 7 mos
Previous Registrations
Curian Clearing, LLCBroker
January 2010 - March 2016 · 6 yrs 2 mos
Jackson National Life Distributors LLCBroker
January 2006 - December 2009 · 3 yrs 11 mos
Curian Capital, LLC
September 2004 - March 2016 · 11 yrs 6 mos
Investment Centers of America, INC.Broker
August 2004 - December 2005 · 1 yr 4 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker
August 1999 - November 2002 · 3 yrs 3 mos
State Registrations1 state
CO
Advisor
Exams
No exam information available for this advisor.