WC
Firm Information
Compensation
Fee-Only (AUM)
Number of Advisors
4 advisors
Number of Clients
2 clients
Average Client Portfolio
$2.6B average
Assets Under Management
$5.3B
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Advisor Information
Office location
1430 Blake Street, Denver, CO, 80202-1316
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Wade works full-time in operations and compliance for Smith Capital Investors, an RIA, since 2021. He also owns rental property, dedicating minimal time to managing it.
Employment History
Current Registrations
Smith Capital Investors, LLC
March 2022 - Present · 3 yrs 10 mos
Alps Distributors, INC.Broker
November 2021 - Present · 4 yrs 2 mos
Previous Registrations
Alps Distributors, INC.Broker
May 2005 - July 2017 · 12 yrs 2 mos
Alps Distributors, INC.Broker
February 2001 - June 2003 · 2 yrs 4 mos
Janus Distributors, INC.Broker
July 1999 - November 1999 · 4 mos
State Registrations2 states
CACO
AdvisorBrokerBoth
Exams
No exam information available for this advisor.