CE

Carlton John Ebneth

23 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
61 advisors
Number of Clients
3,191 clients
Average Client Portfolio
$201K average
Assets Under Management
$640.8M

Fee Structure

Minimum Investment:None
Financial Planning:Included in AUM fee
Financial Plan Fee:$2,000 - $10,000

Investment management fees are based on a percentage of assets under management, not to exceed 2.00% annually, and are billed monthly in arrears. There's also an administrative and technology fee of up to $100 per account annually for accounts over $10,000. Financial planning is included with investment management services. Stand-alone financial planning fees range from $2,000 to $10,000, fixed and agreed upon in advance.

Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement PlanningEstate PlanningTax PlanningHigh Net Worth
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Advisor Information

Office location

Keansburg, NJ

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Regulatory History (1)
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Financial
May 2019
Final
Other Business ActivitiesSells Insurance

Carlton is the president of Physicians Wealth Advisory Group and Ebneth Financial Group, both involved in selling life, health, long-term care, disability, and non-variable annuities insurance. These activities each take about a quarter of Carlton's time.

Employment History
Current Registrations
Tucker Asset Management LLC
July 2022 - Present · 3 yrs 6 mos
Previous Registrations
Foundations Investment Advisors LLC
April 2021 - July 2022 · 1 yr 3 mos
Sa Stone Investment Advisors INC.
December 2019 - July 2020 · 7 mos
Sa Stone Wealth Management INC.Broker
December 2019 - July 2020 · 7 mos
Quest Capital Strategies, INC.
June 2019 - December 2019 · 6 mos
Quest Capital Strategies, INC.Broker
June 2019 - December 2019 · 6 mos
Foresters Equity Services, INC.
January 2017 - December 2017 · 11 mos
Foresters Equity Services, INC.Broker
January 2017 - December 2017 · 11 mos
Msi Financial Services, INC.
January 2015 - August 2016 · 1 yr 7 mos
Msi Financial Services, INC.Broker
January 2015 - August 2016 · 1 yr 7 mos
New England Securities Corporation
June 2006 - January 2015 · 8 yrs 7 mos
New England SecuritiesBroker
February 2004 - January 2015 · 10 yrs 11 mos
Nylife Securities INC.Broker
August 1999 - March 2004 · 4 yrs 7 mos
State Registrations1 state
NJ
Advisor
Exams
No exam information available for this advisor.
Carlton John Ebneth - Financial Advisor | AdvisorDiscover