Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $3.0M | 0.50% |
| $3.0M - $20.0M | 0.30% |
| $20M+ | 0.20% |
Fees are generally negotiable.
Fee Estimator
FRG charges an annual fee based on assets under management, using a tiered fee schedule. The firm may also charge a fixed annual fee between $10,000 and $75,000 for portfolio management services. Fees are generally negotiable. Clients are responsible for third-party fees such as custodian and brokerage fees. The firm requires a minimum of $1,000,000 in household account size, but this may be waived at the firm's discretion.
Areas of Practice
Advisor Information
Office location
10900 NE 8th Street, Suite 1600, Bellevue, WA, 98004
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Douglas is a broker of life and health insurance products and services through New York Life, dedicating minimal time to oversight. He also works as a financial planner and advisor with Financial Resource Group full-time.