JD
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
27 advisors
Number of Clients
768 clients
Average Client Portfolio
$235K average
Assets Under Management
$180.5M
Fee Structure
Information about fees is not provided in this brochure supplement. Richard J. Carlesco Jr. receives only a salary from IBN Financial Services, Inc.
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Advisor Information
Office location
404 Old Liverpool Rd, Liverpool, NY, 13088
Get directionsRegulatory History (6)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
July 2025Customer Dispute
April 2021Settled
Customer Dispute
May 2019Settled
Regulatory
December 2014Final
Criminal
June 2010Final Disposition
Employment Separation After Allegations
June 2009Other Business ActivitiesSells Insurance
John is involved in several outside business activities, including being the representative of record for a group health insurance plan and potentially selling group healthcare plans, as well as providing health insurance and life insurance for clients through various companies. He also scouts for the Portland Trailblazers, owns rental property, and leases office space.
Employment History
Current Registrations
Ibn Financial Services, INC
May 2024 - Present · 1 yr 8 mos
Ibn Financial Services, INC. Broker
November 2022 - Present · 3 yrs 2 mos
Previous Registrations
American Portfolios Advisors, INC
April 2010 - November 2022 · 12 yrs 7 mos
American Portfolios Financial Services, INC.Broker
September 2009 - November 2022 · 13 yrs 2 mos
LPL Financial Corporation Broker
July 2007 - July 2009 · 2 yrs
The Lincoln National Life Insurance CompanyBroker
March 2002 - May 2006 · 4 yrs 2 mos
Lincoln Financial Advisors CorporationBroker
July 1999 - July 2007 · 8 yrs
State Registrations1 state
NY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.