JD
CFP
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
37 advisors
Number of Clients
1,720 clients
Average Client Portfolio
$908K average
Assets Under Management
$1.6B
Fee Structure
Investment management fees vary up to 2.00% annually, depending on the size and complexity of the client relationship. Fees are negotiable. Financial planning and consulting services are offered on an hourly or fixed fee basis, which may be negotiable. Retirement plan advisory services are charged an annual asset-based fee of up to 1.00%.
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingHigh Net Worth
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Advisor Information
Office location
3000 Westchester Avenue, Suite 206, Purchase, NY, 10577
Get directionsRegulatory History (2)
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Employment Separation After Allegations
April 2014Customer Dispute
October 2008Denied
Other Business ActivitiesSells Insurance
James works as an independent insurance agent, dedicating minimal time to this activity.
Employment History
Current Registrations
Seacrest Wealth Management, LLC
May 2014 - Present · 11 yrs 8 mos
Previous Registrations
Ameriprise Financial Services, INC.
October 2009 - April 2014 · 4 yrs 6 mos
Ameriprise Advisor Services, INC.
May 2009 - October 2009 · 5 mos
State Registrations1 state
TN
Advisor
Exams
No exam information available for this advisor.