AS
Firm Information
Compensation
Fixed/Hourly
Number of Advisors
2147 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified
Fee Structure
Financial Planning:Investment management only
NMIS does not deduct fees directly from clients’ accounts. Advisory fees are negotiated on a case-by-case basis and vary depending on specific services provided. Clients are not required to pay advisory fees in advance.
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Advisor Information
Office location
300 Madison Ave Fl 25, New York, NY, 10017
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Adam is the 100% owner of ADS Agency, LLC, created for business expense purposes. He also serves as Chairman of the Round Table of New York and as a Board Director for Finseca, dedicating minimal time to each non-profit organization.
Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
April 2008 - Present · 17 yrs 9 mos
Northwestern Mutual Investment Services, LLC Broker
January 2000 - Present · 26 yrs
Previous Registrations
Robert W. Baird & CO. Incorporated Broker
January 2000 - January 2002 · 2 yrs
State Registrations51 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.