Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
119 advisors
Number of Clients
5,283 clients
Average Client Portfolio
$419K average
Assets Under Management
$2.2B

Fee Structure

Hourly Rate:Up to $500/hr

IAIM's asset-based investment advisory fees are charged at an annual rate up to 3.00%, depending on the relationship size, inclusion/exclusion of transaction fees, and service complexity. Fees are negotiated between the client and the IAR. IAIM does not maintain a static fee schedule. Financial planning services are offered based on assets, hourly (up to $500/hour), or as a fixed engagement fee. Retirement plan advisory fees range up to 3.00% annually and may be negotiable depending on the plan's size and complexity.

Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement Planning
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Advisor Information

Office location

622 E Desert Willow Rd, Azusa, CA, 91702

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Regulatory History (1)
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Customer Dispute
July 2024
Settled
Other Business Activities

Hiroshi works as an advisor for International Assets Investment Management LLC since May 2025, dedicating about half his time. He also works as an investment advisor for Global Assets Advisory, LLC since April 2019, dedicating about a quarter of his time.

Employment History
Current Registrations
Global Assets Advisory, LLC
May 2025 - Present · 8 mos
Previous Registrations
Western International Securities, INC. Broker
July 2015 - May 2025 · 9 yrs 10 mos
Western International Securities
July 2015 - May 2025 · 9 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2007 - July 2015 · 7 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker
October 2007 - July 2015 · 7 yrs 9 mos
Citigroup Global Markets INC.
May 2007 - September 2007 · 4 mos
Citigroup Global Markets INC. Broker
May 2007 - September 2007 · 4 mos
Citicorp Investment Services
January 2007 - May 2007 · 4 mos
Citicorp Investment ServicesBroker
October 2005 - May 2007 · 1 yr 7 mos
Citigroup Global Markets INC. Broker
November 2002 - December 2003 · 1 yr 1 mo
Citicorp Investment ServicesBroker
August 1999 - October 2001 · 2 yrs 2 mos
State Registrations1 state
CA
Advisor
Exams
No exam information available for this advisor.