FV

Francisco Javier Vaca

26 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)
Number of Advisors
7 advisors
Number of Clients
172 clients
Average Client Portfolio
$1.1M average
Assets Under Management
$181.2M

Fee Structure

Minimum Investment:$1M
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $250K2.00%
$250K - $1.0M2.00%
$1.0M - $5.0M1.50%
$5.0M - $10.0M1.00%
$10M+0.75%

All fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
Hourly Rate:Up to $500/hr

AIS typically charges an annual management fee ranging from 0.75% to 2.00% of the account's net asset value, and all fees are negotiable. The fee is based on the total assets in the account. Clients may pay higher fees for securities purchased on margin. Refunds are given on a prorated basis if the agreement is terminated early. After termination, standard hourly consulting fees of $500/hr apply for additional requests. The minimum account size is generally $1,000,000, but lesser amounts may be accepted at the Adviser's discretion.

Areas of Practice
Investment ManagementEstate PlanningHigh Net Worth
Loading...

Advisor Information

Office location

West Windsor, NJ

Get directions
Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Francisco is dually registered with Miura Capital LLC, a broker dealer based in Miami, FL.

Employment History
Current Registrations
Advisory Investor Services LLC
August 2021 - Present · 4 yrs 5 mos
Miura Capital, LLC
December 2019 - Present · 6 yrs 1 mo
Miura Capital, LLCBroker
December 2019 - Present · 6 yrs 1 mo
Previous Registrations
Morgan Stanley Broker
May 2010 - December 2019 · 9 yrs 7 mos
Wells Fargo Advisors, LLC Broker
July 2003 - May 2010 · 6 yrs 10 mos
Prudential Securities IncorporatedBroker
September 1999 - July 2003 · 3 yrs 10 mos
State Registrations7 states
FLLAMANJNYTXWA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.