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Steven Richard Lewit

20 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
13 advisors
Number of Clients
1,136 clients
Average Client Portfolio
$192K average
Assets Under Management
$218.6M

Fee Structure

Minimum Investment:$50K
Financial Plan Fee:$250 - $5,000
Hourly Rate:$250 - $500/hr

SGL's maximum advisory fee is 1.50% of assets under management, but advisers can lower this fee subject to a minimum set by SGL and the third-party money manager. The chosen fee will be indicated on Exhibit I of the SGL Client Investment Advisory Agreement. Financial planning fees range from $250 to $5,000 based on the project's size and scope. Hourly fees for financial planning or consulting are $250 - $500. There is a $50,000 account minimum, which may be waived at SGL's discretion.

Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingInsurance PlanningHigh Net WorthBusiness Owners
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Advisor Information

Office location

1130 W Lake Cook Road, Suite 150, Buffalo Grove, IL, 60089

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Regulatory History (3)
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Regulatory
May 2008
Final
Employment Separation After Allegations
March 2008
Investigation
March 2008
Other Business ActivitiesSells Insurance

Steven sells fixed insurance and equity indexed annuities through Tarkenton Financial LLC and J. G. Wentworth's annuity purchase program. He is also the CEO of Wealth-N, Inc.

Employment History
Current Registrations
Sgl Financial, LLC
April 2013 - Present · 12 yrs 9 mos
Previous Registrations
Kcd Financial, INC. Broker
August 2006 - March 2008 · 1 yr 7 mos
Berthel, Fisher & Company Financial Services, INC. Broker
November 2005 - August 2006 · 9 mos
Royal Alliance Associates, INC. Broker
March 2005 - November 2005 · 8 mos
Nsa Securities CorporationBroker
December 2003 - June 2004 · 6 mos
Intersecurities, INC. Broker
September 1999 - December 2003 · 4 yrs 3 mos
State Registrations3 states
CTILWI
Advisor
Exams
No exam information available for this advisor.
Steven Richard Lewit - Financial Advisor | AdvisorDiscover