MB
CFP

Michael Shea Behner

Nautilus Advisors LLC
24 Years of Experience
View SEC Summary
View SEC Summary

Firm Information

Nautilus Advisors LLC
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
3 advisors
Number of Clients
247 clients
Average Client Portfolio
$1.1M average
Assets Under Management
$267.6M

Fee Structure

Financial Planning:Included in AUM fee
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $500K1.50%
$500K - $1.0M1.25%
$1.0M - $3.0M1.00%
$3.0M - $10.0M0.90%
$10M+0.90%

Fees over $10,000,000 are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
Financial Plan Fee:$500 - $10,000

For portfolio management, fees are based on a percentage of assets under management, as detailed in the fee table. Financial planning and consulting services are charged a flat fee ranging from $500 to $10,000, based on the scope and complexity of the engagement. Retirement plan consulting fees will not exceed 1.00% of plan assets under management. Newsletters are provided without a separate fee. Clients also incur transaction charges and fund expenses.

View Full Brochure on SEC
Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement PlanningEstate PlanningCharitable GivingEducation PlanningTax PlanningHigh Net Worth

Advisor Information

Office location

888 Prospect St., Suite 200, La Jolla, CA, 92037

Get directions
Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2012
Denied
Customer Dispute
January 2010
Denied
Customer Dispute
December 2001
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Michael sells individual and group health insurance.

Employment History
Current Registrations
Nautilus Advisors LLC
September 2010 - Present · 15 yrs 4 mos
Previous Registrations
New England Securities Corporation
March 2005 - September 2010 · 5 yrs 6 mos
Citicorp Investment Services
October 2003 - February 2005 · 1 yr 4 mos
Prudential Securities Incorporated
May 2000 - February 2003 · 2 yrs 9 mos
State Registrations1 state
CA
Advisor
Exams
No exam information available for this advisor.