Stephen John Dygos
Firm Information
Compensation
Fee-Only (AUM)Fixed/HourlyFirm Size
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $500K | 1.25% |
| $500K - $1.0M | 1.00% |
| $1.0M - $5.0M | 0.75% |
| $5M+ | 0.50% |
Related accounts may be combined for fee paying purposes.
Fee Estimator
SDW charges fees based on a percentage of assets under management for portfolio management services. Financial planning services are offered for a fixed fee ($1,000 to $10,000) or an hourly fee ($250 to $500). Fees are negotiable. The firm requires a minimum of $200,000 to open and maintain an advisory account, but this may be waived at SDW's discretion.
Areas of Practice
Advisor Information
Office location
50 S. Sixth Street, Suite 1405, Minneapolis, MN, 55402
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Schwarz Dygos Wheeler Investment Advisors LLC
State Registrations2 states
Exams
Additional Information
Outside of the office, Stephen and his wife Linda have 3 young children He is a violinist and also enjoys cooking.