JL

Jason R Locke

Pl Wealth Advisors, LLC
14 Years of Experience
View SEC Summary
View SEC Summary

Firm Information

Pl Wealth Advisors, LLC
Compensation
Fixed/Hourly
Number of Advisors
7 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified

Fee Structure

Financial Plan Fee:$2,000 - $5,000
Hourly Rate:$150/hr

PL Wealth Advisors charges fixed and/or hourly fees for consulting services. Fixed fees generally range from $2,000 to $5,000, depending on the services. The hourly fee is $150. They may receive a portion of the management fee charged by third-party managers, ranging from 0.50% to 1.50% annually.

View Full Brochure on SEC
Areas of Practice
Insurance PlanningCharitable GivingEstate PlanningTax PlanningRetirement PlanningHigh Net Worth

Advisor Information

Office location

Katy, TX

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Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
March 2013
Final
Regulatory
March 2013
Final
Regulatory
February 2013
Final
Regulatory
June 2010
Final
Employment Separation After Allegations
October 2009
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Jason is a licensed insurance agent offering fixed insurance products through Quantum Financial Strategies since April 2021. This takes nearly full-time during trading hours.

Employment History
Current Registrations
Pl Wealth Advisors, LLC
April 2025 - Present · 9 mos
Previous Registrations
Simplicity Financial Investment Services, INC.Broker
October 2019 - March 2020 · 5 mos
First Palladium, LLCBroker
October 2018 - July 2019 · 9 mos
Mercap Securities, LLCBroker
October 2015 - August 2018 · 2 yrs 10 mos
The Leaders Group, INC.Broker
May 2014 - September 2015 · 1 yr 4 mos
Pruco Securities, LLC. Broker
January 2013 - May 2014 · 1 yr 4 mos
Hartford Equity Sales Company INC.Broker
February 2012 - January 2013 · 11 mos
The Leaders Group, INC.Broker
February 2010 - January 2012 · 1 yr 11 mos
Lincoln Financial Distributors, INC.Broker
April 2008 - October 2009 · 1 yr 6 mos
Quest Capital Strategies, INC.Broker
April 2008 - April 2008 · 0 mos
Lincoln Financial Distributors, INC.
April 2008 - April 2008 · 0 mos
Pacific Select Distributors, INC.Broker
April 2001 - October 2002 · 1 yr 6 mos
American Skandia Marketing, INC.Broker
April 2000 - April 2001 · 1 yr
State Registrations1 state
TX
Advisor
Exams
No exam information available for this advisor.