GM

Glen Charles Mishler

Aurora Private Wealth, INC.
38 Years of Experience
View SEC Summary
View SEC Summary

Firm Information

Aurora Private Wealth, INC.
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
20 advisors
Number of Clients
1,843 clients
Average Client Portfolio
$214K average
Assets Under Management
$395.3M

Fee Structure

Financial Plan Fee:$500 - $15,000
Hourly Rate:$50 - $800/hr

Aurora charges fixed, hourly, or asset-based fees for financial planning and investment management. Financial planning fees range from $500 to $15,000 (fixed) or $50 to $800 (hourly). Investment management fees typically range from 0.25% to 2.95% annually, depending on the IAR and client agreement. Clients also incur additional charges from third parties like broker-dealers and custodians. Discounts may be offered to family and friends of associated persons of the firm.

View Full Brochure on SEC
Areas of Practice
Retirement PlanningCharitable GivingTax PlanningInsurance PlanningInvestment Management

Advisor Information

Office location

8100 East 22nd Street, Bldg 100-8, Wichita, KS, 67226

Get directions
Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
September 1990
Final
Criminal
December 1983
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Glen manages client investment accounts and provides financial planning through Planned Professional Advisory, taking up most of his time. He also sells fixed insurance products and prepares tax returns through PPS, Inc., dedicating minimal time and about 10% of his time to these activities, respectively.

Employment History
Current Registrations
Aurora Private Wealth, INC.
April 2019 - Present · 6 yrs 9 mos
Apw Capital, INC.Broker
July 2010 - Present · 15 yrs 6 mos
Previous Registrations
National Planning CorporationBroker
November 2009 - July 2010 · 8 mos
Main Street Securities, LLCBroker
July 2006 - November 2009 · 3 yrs 4 mos
Nations Financial Group, INC. Broker
August 2003 - July 2006 · 2 yrs 11 mos
Diversified Global Capital Group, INC.Broker
September 2002 - August 2003 · 11 mos
Royal Alliance Associates, INC. Broker
March 2002 - September 2002 · 6 mos
Pim Financial Services, INC.Broker
February 1992 - March 2002 · 10 yrs 1 mo
Planned Professional Advisory
October 1990 - October 2019 · 29 yrs
Planned Professional Advisory
October 1990 - December 2002 · 12 yrs 2 mos
Primeline Securities CORP.Broker
April 1987 - January 1992 · 4 yrs 9 mos
State Registrations1 state
KS
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Glen Charles Mishler - Financial Advisor | AdvisorDiscover