Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $5.0M | 1.00% |
| $5.0M - $15.0M | 0.85% |
| $15M+ | 0.85% |
Fees negotiable above $15,000,000.
Fee Estimator
Heartland charges an annual fee based on a percentage of your assets under management. The fee is 1.00% on the first $5,000,000, 0.85% on the next $10,000,000, and negotiable above $15,000,000. Fees are generally payable monthly or quarterly. Heartland may negotiate lower fees with investment advisors or other financial intermediaries. Heartland generally does not accept new accounts of less than $1,000,000 for the Value Strategy, Small Cap Value Strategy and Small Cap Value Plus Strategy, and $500,000 for the Mid Cap Value Strategy and Opportunistic Value Equity Strategy.
Areas of Practice
Advisor Information
Office location
790 N Water Street Suite 1200, Milwaukee, WI, 53202
Get directionsRegulatory History (10)
Regulatory
January 2008Customer Dispute
November 2005Customer Dispute
December 2002Customer Dispute
July 2001Customer Dispute
March 2001Customer Dispute
January 2001Customer Dispute
December 2000Customer Dispute
November 2000Customer Dispute
October 2000Regulatory
November 1991Other Business Activities
William is the CEO of Heartland Advisors, dedicating full-time hours to investment management. He is also a Registered Representative with ALPS Distributors, Inc., also dedicating full-time hours, and a board member of the Milwaukee County War Memorial Center, dedicating minimal time.