AC
Firm Information
Compensation
Fee-Only (AUM)
Number of Advisors
56 advisors
Number of Clients
2,120 clients
Average Client Portfolio
$1.1M average
Assets Under Management
$2.3B
Fee Structure
Minimum Investment:$50K
Popular Securities charges an annual advisory fee with a cap of 2.50% for the FMAX Program and 1.10% for the Fixed Income Program, calculated as a percentage of assets under management. The total client fee is negotiated on a case-by-case basis. Fees are charged quarterly in advance. Financial planning services are offered for a flat fee, which varies depending on the complexity of the plan.
Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement PlanningEstate PlanningEducation PlanningHigh Net Worth
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Advisor Information
Office location
Monte Town Center, Carr 14 Km 6 Hm 0, Ponce, PR, 00780
Get directionsRegulatory History (8)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2018Settled
Customer Dispute
February 2018Settled
Customer Dispute
December 2017Settled
Customer Dispute
September 2014Settled
Customer Dispute
March 2012Settled
Customer Dispute
February 2011Settled
Customer Dispute
September 2010Settled
Customer Dispute
October 2008Closed-No Action
Other Business Activities
Alexey is a full-time employee at Banco Popular de Puerto Rico as a private banker since 2011. This activity is non-investment related.
Employment History
Current Registrations
Popular Securities, LLC
September 2007 - Present · 18 yrs 4 mos
Popular Securities, LLC Broker
April 2006 - Present · 19 yrs 9 mos
Previous Registrations
Financial Network Investment Corporation
September 2002 - December 2002 · 3 mos
Financial Network Investment CorporationBroker
March 2001 - February 2006 · 4 yrs 11 mos
Oriental Financial Services CORP. Broker
February 2000 - February 2001 · 1 yr
State Registrations1 state
PR
AdvisorBrokerBoth
Exams
No exam information available for this advisor.