Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
82 advisors
Number of Clients
1,042 clients
Average Client Portfolio
$108.6M average
Assets Under Management
$113.2B

Fee Structure

Minimum Investment:$100K

Fees for Multi-Asset Solutions team range from 0.10% to 0.45% of assets under management, and are negotiable based on account size and objective. For Managed Accounts, clients pay a wrap fee to a third-party sponsor, which includes NYLIM's management fee ranging from 0.25% to 0.80% of assets under management. This fee varies depending on the sponsor, investment strategy, account type, services provided, and assets in the program.

Areas of Practice
Investment ManagementRetirement Planning
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Advisor Information

Office location

51 Madison Avenue, New York, NY, 10010

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
New York Life Investment Management LLC
February 2017 - Present · 8 yrs 11 mos
Nylife Distributors LLC
October 2015 - Present · 10 yrs 3 mos
Nylife Distributors LLCBroker
October 2015 - Present · 10 yrs 3 mos
Previous Registrations
Braver Wealth Management, LLC
November 2014 - November 2015 · 1 yr
Northern Lights Distributors, LLCBroker
January 2014 - August 2015 · 1 yr 7 mos
F-Squared Investments, INC
June 2012 - June 2013 · 1 yr
Advisoralliance, LLC
February 2008 - November 2008 · 9 mos
Purshe Kaplan Sterling InvestmentsBroker
February 2008 - October 2008 · 8 mos
National Financial Services LLCBroker
October 1999 - February 2006 · 6 yrs 4 mos
State Registrations51 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Brian Joseph Sullivan - Financial Advisor | AdvisorDiscover