AS
Firm Information
Compensation
Fee-Only (AUM)
Number of Advisors
56 advisors
Number of Clients
2,120 clients
Average Client Portfolio
$1.1M average
Assets Under Management
$2.3B
Fee Structure
Minimum Investment:$50K
Popular Securities charges an annual advisory fee with a cap of 2.50% for the FMAX Program and 1.10% for the Fixed Income Program, calculated as a percentage of assets under management. The total client fee is negotiated on a case-by-case basis. Fees are charged quarterly in advance. Financial planning services are offered for a flat fee, which varies depending on the complexity of the plan.
Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement PlanningEstate PlanningEducation PlanningHigh Net Worth
Loading...
Advisor Information
Office location
208 Ponce de Leon Ave, POPULAR CENTER Suite 1200, San Juan, PR, 00918
Get directionsRegulatory History (17)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2021Settled
Customer Dispute
November 2019Settled
Customer Dispute
October 2018Settled
Customer Dispute
April 2018Settled
Customer Dispute
December 2017Settled
Customer Dispute
December 2017Settled
Customer Dispute
August 2017Settled
Customer Dispute
June 2017Withdrawn
Customer Dispute
May 2017Settled
Customer Dispute
September 2016Settled
Customer Dispute
January 2016Settled
Customer Dispute
February 2015Settled
Customer Dispute
September 2014Settled
Customer Dispute
July 2014Settled
Customer Dispute
November 2013Closed-No Action
Customer Dispute
August 2009Closed-No Action
Customer Dispute
July 2008Closed-No Action
Other Business ActivitiesSells Insurance
Amarilis is a full-time employee at Popular Risk Services, LLC, an insurance broker firm, since 2020. Her compensation is salary-based.
Employment History
Current Registrations
Popular Securities, LLC
June 2013 - Present · 12 yrs 7 mos
Popular Securities, LLC Broker
November 1999 - Present · 26 yrs 2 mos
Previous Registrations
Popular Securities, INC.
August 2011 - March 2012 · 7 mos
State Registrations2 states
FLPR
AdvisorBrokerBoth
Exams
No exam information available for this advisor.