Brian David Schwartz

Flagstar Advisors, INC.

25 Years of Experience

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Firm Information

Flagstar Advisors, INC.

Compensation

Fee-Only (AUM)

Number of Advisors

30 advisors

Number of Clients

1,571 clients

Average Client Portfolio

$735K average

Assets Under Management

$1.2B

Fee Structure

Minimum Investment:None

AUM-Based Fees (Tiered)

Assets Under Management	Annual Fee
Up to $1000K	1.50%
$1.0M - $5.0M	1.00%
$5.0M - $10.0M	0.75%
$10.0M - $20.0M	0.50%
$20M+	0.40%

Advisory fees are negotiable.

Fee Estimator

Your Portfolio Value

$500K

$0$500K$1M$5M$20M

Estimated Annual Fee

—

Flagstar Advisors charges an advisory fee, a sponsor fee, and potentially a TPA fee. The advisory fees are based on a percentage of assets under management and are negotiable. TPA fees range from 0.25% to 1.25% and may or may not be negotiable. Fees are deducted directly from your account. You may terminate the advisory agreement with 30 days written notice.

View Full Brochure on SEC

Areas of Practice

Investment ManagementRetirement PlanningHigh Net Worth

Advisor Information

Office location

1400 Broadway, 16th Floor, New York, NY, 10018

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Regulatory History (4)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

May 2019

Settled

Customer Dispute

July 2017

Settled

Customer Dispute

August 2005

Settled

Customer Dispute

April 2005

Settled

View Full SEC Report How to Read Disclosures

Other Business Activities

Brian is a Group Director Investments - Senior Vice President at New York Community Bancorp (NYCB), the parent company for Flagstar Advisors, Inc. The activity is investment related and requires weekly time, including during trading hours.