Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $1.0M | 1.50% |
| $1.0M - $5.0M | 1.25% |
| $5.0M - $10.0M | 0.80% |
| $10.0M - $20.0M | 0.70% |
| $20.0M - $50.0M | 0.60% |
| $50M+ | 0.50% |
Fees are negotiable. Legacy clients and friends and family of Adviser’s employees and associates may pay lower fees.
Fee Estimator
Investment management and retirement plan consulting fees are based on assets under management, as shown in the table. Financial planning fees are fixed or hourly, ranging from $1,000 to $100,000 per year or $300-$600 per hour for senior advisors and $100-$200 for staff. Fees are negotiable, and legacy clients or friends/family may pay lower fees. Clients also pay brokerage and other transaction costs.
Areas of Practice
Advisor Information
Office location
265 Racine Drive, Wilmington, NC, 28403
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Charles is a registered representative for The Strategic Financial Alliance, Inc. He is also the owner of Dental 401k, a marketing name for a 401k service, and spends a few hours per week on marketing services.