EK

Eric Mathew Kaleta

25 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
25 advisors
Number of Clients
422 clients
Average Client Portfolio
$3.3M average
Assets Under Management
$1.4B

Fee Structure

Minimum Investment:$250K
Financial Planning:Included in AUM fee
Financial Plan Fee:$650 - $2,500
Hourly Rate:$150 - $350/hr

Investment management fees are typically paid quarterly and generally do not exceed 2% of assets under management. Financial planning fees are either hourly ($150-$350) or fixed ($650-$2,500), depending on the scope and complexity. These fees may be adjusted based on the client's situation. A minimum total investment amount of $250,000 is generally required, but a lesser amount will be considered.

Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningFinancial Planning & CoachingTax PlanningEducation PlanningInsurance PlanningDivorce PlanningReal Estate Investing
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Advisor Information

Office location

29 South Main Street, Suite 311, West Hartford, CT, 06107

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Eric is a registered representative with M Holdings Securities - Lindberg & Ripple, acting as an advisor for retirement plans since May 2024. This activity is investment-related and takes nearly full-time hours.

Employment History
Current Registrations
Lri Investments
May 2024 - Present · 1 yr 8 mos
M Holdings Securities, INC. Broker
May 2024 - Present · 1 yr 8 mos
Previous Registrations
Vp Distributors LLCBroker
December 2011 - May 2024 · 12 yrs 5 mos
Virtus Investment Advisers, INC.
December 2011 - May 2024 · 12 yrs 5 mos
LPL Financial LLC
October 2011 - November 2011 · 1 mo
LPL Financial LLC Broker
October 2011 - November 2011 · 1 mo
Global Portfolio Strategies, INC.
October 2007 - June 2011 · 3 yrs 8 mos
Prudential Investment Management Services LLCBroker
December 2006 - June 2011 · 4 yrs 6 mos
Hartford Equity Sales Company INC.Broker
June 2002 - October 2006 · 4 yrs 4 mos
Cigna Financial Services, INC.Broker
March 2000 - February 2002 · 1 yr 11 mos
Citicorp Investment ServicesBroker
November 1999 - February 2000 · 3 mos
State Registrations5 states
CTFLMANYRI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Eric Mathew Kaleta - Financial Advisor | AdvisorDiscover