Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $500K | 2.50% |
| $500K - $1.0M | 2.25% |
| $1M+ | 2.00% |
Fees are negotiated on an IAR-by-IAR, client-by-client, or account-by-account basis. Some clients may receive more favorable pricing structures than others. These are the maximum allowable fees.
Fee Estimator
Regal charges an annual wrap fee based on the market value of your assets under management. The fee is negotiated on an IAR-by-IAR, client-by-client, or account-by-account basis. Some clients may receive more favorable pricing structures than others. The maximum allowable program fees are: $0 - $500,000: 2.50%, $500,001 - $1,000,000: 2.25%, $1,000,001+: 2.00%.
Areas of Practice
Advisor Information
Office location
2687 44th Street Se, Kentwood, MI, 49512
Get directionsRegulatory History (5)
Regulatory
August 2023Regulatory
May 2022Regulatory
January 2022Regulatory
September 2021Regulatory
July 2020Other Business ActivitiesSells Insurance
Brian is an agent selling fixed insurance products through Regal Fin Group, dedicating about half of his time, and is president of Duece, selling fixed insurance products, dedicating minimal time. He is also an IAR with Regal Investment Advisors, spending minimal time on fee-based planning, and is principal of Regulus, LLC and owner of RegalHoldingsofNA. Brian is also a partner in Fujhimo, LLC (real estate) and a bookkeeper for Yarch Health, LLC, spending minimal time on each.