DB
Firm Information
Compensation
Fee-Only (AUM)
Number of Advisors
58 advisors
Number of Clients
2,261 clients
Average Client Portfolio
$112.3M average
Assets Under Management
$253.8B
Fee Structure
Financial Planning:Investment management only
The brochure discusses fees and compensation but does not provide specific fee schedules or amounts.
Areas of Practice
Investment Management
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Advisor Information
Office location
7337 E Doubletree Ranch Rd. STE 100, Scottsdale, AZ, 85258
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Voya Investment Management CO. LLC
November 2021 - Present · 4 yrs 2 mos
Voya Investments Distributor, LLCBroker
November 2021 - Present · 4 yrs 2 mos
Voya Investments Distributor, LLC
November 2021 - Present · 4 yrs 2 mos
Previous Registrations
Bancwest Investment Services, INC.Broker
May 2020 - November 2021 · 1 yr 6 mos
Bancwest Investment Services, INC. (bwis)
May 2020 - November 2021 · 1 yr 6 mos
Voya Investment Management CO. LLC
January 2011 - January 2020 · 9 yrs
Voya Investments Distributor, LLCBroker
August 2003 - January 2020 · 16 yrs 5 mos
Morgan Stanley
August 2001 - December 2002 · 1 yr 4 mos
Morgan Stanley Dw INC.Broker
February 2000 - December 2002 · 2 yrs 10 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.