SA
CFP · ChFC

Stephen John Avery

25 Years of Experience

Firm Information

Compensation
Fixed/Hourly
Number of Advisors
14 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified

Fee Structure

Financial Plan Fee:$5,500 - $15,000
Hourly Rate:Up to $300/hr

Q3 Advisors charges fixed fees for Rothology ($9,300) and Rothology Legacy ($6,900). Comprehensive financial planning ranges from $5,500 to $15,000 per year. A la carte planning includes a $1,000 setup fee (potentially waived) plus $2,000 per module, or $1,500 for each additional module purchased at the same time. Prepayment of fees is required, but no more than $1,200 for services rendered six months or more in advance. Clients may pay via Apple Pay, credit card (with a 3% processing fee), or ACH transfer.

Areas of Practice
Retirement PlanningTax PlanningEstate PlanningEducation PlanningFinancial Planning & CoachingInsurance Planning
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Advisor Information

Office location

Sarasota, FL

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Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2018
Settled
Employment History
Current Registrations
Q3 Advisors, LLC
May 2024 - Present · 1 yr 8 mos
Previous Registrations
Cetera Investment Advisers LLC
May 2023 - December 2023 · 7 mos
Cetera Advisor Networks LLC
June 2021 - June 2023 · 2 yrs
Cetera Advisor Networks LLCBroker
May 2021 - December 2023 · 2 yrs 7 mos
Voya Financial Advisors, INC.
August 2017 - June 2021 · 3 yrs 10 mos
Voya Financial Advisors, INC. Broker
August 2017 - June 2021 · 3 yrs 10 mos
Voya Financial Advisors, INC. Broker
August 2017 - August 2017 · 0 mos
Aig Capital Services, INC.Broker
January 2013 - August 2017 · 4 yrs 7 mos
Nationwide Investment Services CorporationBroker
November 2009 - January 2013 · 3 yrs 2 mos
Lincoln Financial Distributors, INC.Broker
October 2007 - November 2009 · 2 yrs 1 mo
Planco Financial Services, LLCBroker
April 2004 - October 2007 · 3 yrs 6 mos
Citigroup Global Markets INC.
May 2003 - April 2004 · 11 mos
Citigroup Global Markets INC. Broker
January 2000 - April 2004 · 4 yrs 3 mos
State Registrations1 state
FL
Advisor
Exams
No exam information available for this advisor.