RK

Robert Charles Keating

25 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
9176 advisors
Number of Clients
574,829 clients
Average Client Portfolio
$348K average
Assets Under Management
$200.3B

Fee Structure

Minimum Investment:$5.5K

Osaic Wealth, Inc. offers various advisory programs with fees detailed in their respective program brochures. These programs include Advisor Managed Portfolios, Unified Managed Accounts, and access to Third-Party Money Managers. Financial planning and consulting services are also available, with fees determined and documented in a separate agreement. The Signator Managed Account Platform program fees include portions paid to the Advisory Representative, the Firm, the custodian, and Third-Party Money Managers.

Areas of Practice
Investment ManagementRetirement PlanningEducation PlanningEstate PlanningBusiness Owners
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Advisor Information

Office location

89 Headquarters Plaza North, Suite 1443, Morristown, NJ, 07960

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Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
July 2025
Judgment / Lien
May 2025
Judgment / Lien
July 2022
Criminal
May 1994
Final Disposition
Other Business ActivitiesSells Insurance

Robert works as an advisor for Wealthplan Partners, a registered investment advisory firm, dedicating nearly full-time hours. He also engages in insurance sales through Wealthplan Partners, spending a few hours per week on this activity.

Employment History
Current Registrations
Osaic Wealth, INC. Broker
June 2024 - Present · 1 yr 7 mos
Wealthplan Partners
December 2021 - Present · 4 yrs 1 mo
Previous Registrations
Wealthplan Partners
November 2018 - July 2020 · 1 yr 8 mos
Securities America, INC.Broker
November 2018 - June 2024 · 5 yrs 7 mos
Fidelity Personal and Workplace Advisors
July 2018 - November 2018 · 4 mos
Strategic Advisers LLC
October 2013 - July 2018 · 4 yrs 9 mos
Strategic Advisers, INC.
December 2003 - July 2009 · 5 yrs 7 mos
Fidelity Brokerage Services LLCBroker
August 2003 - November 2018 · 15 yrs 3 mos
Merrill Lynch Pierce Fenner & Smith INC.
October 2002 - March 2003 · 5 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker
September 2002 - March 2003 · 6 mos
J.P. Turner & Company, L.L.C.Broker
February 2000 - July 2002 · 2 yrs 5 mos
State Registrations7 states
CACTFLNCNJNYVA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Robert Charles Keating - Financial Advisor | AdvisorDiscover