NC
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
6 advisors
Number of Clients
87 clients
Average Client Portfolio
$79K average
Assets Under Management
$6.9M
Fee Structure
This brochure does not contain any fee information. Please refer to EPI Financial Group LLC's brochure for fee details.
Areas of Practice
Insurance PlanningEstate Planning
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Advisor Information
Office location
360 Hamilton Ave, 9th Floor, White Plains, NY, 10601
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Epi Financial Group
November 2025 - Present · 2 mos
Previous Registrations
LPL Enterprise, LLC Broker
November 2024 - October 2025 · 11 mos
LPL Enterprise, LLC
November 2024 - October 2025 · 11 mos
Prudential Financial Planning Services
February 2024 - November 2024 · 9 mos
Pruco Securities, LLC. Broker
February 2024 - November 2024 · 9 mos
Morgan Stanley
June 2009 - May 2023 · 13 yrs 11 mos
Morgan Stanley Broker
June 2009 - May 2023 · 13 yrs 11 mos
Citigroup Global Markets INC.
November 2001 - June 2009 · 7 yrs 7 mos
Citigroup Global Markets INC. Broker
December 2000 - June 2009 · 8 yrs 6 mos
State Registrations1 state
MI
Advisor
Exams
No exam information available for this advisor.