AE
Firm Information
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Number of Advisors
2462 advisors
Number of Clients
228,442 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$342.1B
Fee Structure
This brochure describes wrap fee programs, meaning a single fee covers investment advisory services, trade execution, custody, and other brokerage services. Additional costs may apply. Minimum account sizes vary by service. Contact a PAM Consultant or call Baird for specific fee details.
Areas of Practice
Investment Management
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Advisor Information
Office location
4803 Olympia Park Plaza, 4th Floor, Suite 4000, Louisville, KY, 40241
Get directionsRegulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
June 2018Final
Regulatory
August 2016Final
Customer Dispute
October 2011Denied
Other Business Activities
Adam is involved in numerous LLCs and businesses, primarily in real estate and related ventures, including Upland Brewing Co. He dedicates about 10-20% of his time to PTS Electronics as an owner/principal in supply chain.
Employment History
Current Registrations
Robert W. Baird & CO. Incorporated
October 2019 - Present · 6 yrs 3 mos
Robert W. Baird & CO. Incorporated Broker
October 2019 - Present · 6 yrs 3 mos
Previous Registrations
J.J.B. Hilliard, W.L. Lyons, LLC
January 2018 - October 2019 · 1 yr 9 mos
J.J.B. Hilliard, W.L. Lyons, LLCBroker
December 2017 - October 2019 · 1 yr 10 mos
J.J.B. Hilliard, W.L. Lyons, LLC
May 2003 - August 2016 · 13 yrs 3 mos
J.J.B. Hilliard, W.L. Lyons, LLCBroker
February 2000 - August 2016 · 16 yrs 6 mos
State Registrations35 states
ALAZCACOCTDCDEFLGAILINKSKYLAMDMIMNMOMSNCNJNMNYOHOKPASCSDTNTXUTVAVTWAWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.