CC
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
57 advisors
Number of Clients
3,238 clients
Average Client Portfolio
$791K average
Assets Under Management
$2.6B
Fee Structure
Minimum Investment:$5K
Financial Plan Fee:Up to $400,000
Hourly Rate:Up to $1,000/hr
Financial planning fees are charged hourly (up to $1,000/hour) or as a flat fee (up to $400,000). Clients receive a year of ongoing financial planning/consultation services at no additional cost with a financial plan. Asset management fees are negotiable, with a maximum of 2.00%. WealthPort Wrap Program fees shall not exceed 2.25%. Retirement plan consulting is billed hourly (up to $250/hour), flat (ranging from $750 to $10,000), or as a percentage of plan assets (up to 1.00%).
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningTax PlanningEducation PlanningCharitable GivingHigh Net Worth
Loading...
Advisor Information
Office location
9870 Research Drive, Irvine, CA, 92618
Get directionsRegulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
August 2011Other Business Activities
Cindy owns Royal Global Asset Management LLC DBA Cindy Chin Realty Intl, a real estate business. She spends about 20-75% of her time on this activity, including trading.
Employment History
Current Registrations
Cooper Mcmanus
January 2024 - Present · 2 yrs
Cambridge Investment Research, INC.Broker
January 2024 - Present · 2 yrs
Previous Registrations
Crown Capital Securities, L.P.Broker
March 2015 - December 2023 · 8 yrs 9 mos
Crown Capital Securities, L.P.
March 2015 - December 2023 · 8 yrs 9 mos
Fortune Financial Services, INC.Broker
January 2013 - December 2013 · 11 mos
Concert Wealth Management
October 2011 - February 2015 · 3 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2008 - September 2011 · 2 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker
October 2008 - September 2011 · 2 yrs 11 mos
Strategic Advisers, INC.
April 2004 - January 2008 · 3 yrs 9 mos
Fidelity Brokerage Services LLCBroker
April 2004 - January 2008 · 3 yrs 9 mos
Chase Investment Services CORP.
June 2002 - November 2003 · 1 yr 5 mos
Chase Investment Services CORP.Broker
June 2002 - November 2003 · 1 yr 5 mos
American Express Financial Advisors INC. Broker
October 2000 - November 2001 · 1 yr 1 mo
Ids Life Insurance CompanyBroker
October 2000 - November 2001 · 1 yr 1 mo
State Registrations1 state
CA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.