SG
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
9 advisors
Number of Clients
95 clients
Average Client Portfolio
$371K average
Assets Under Management
$35.3M
Fee Structure
Financial Planning:Investment management only
Mr. Grubb works as a registered representative and is licensed to sell life insurance, long-term care, and fixed annuities on a commission basis. He may also receive 12(b)-1 trail or service fees from Mutual Fund companies.
Areas of Practice
Investment ManagementInsurance Planning
Loading...
Advisor Information
Office location
9 S Washington St Ste 210, Spokane, WA, 99201
Get directionsRegulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2020Settled
Customer Dispute
June 2019Settled
Customer Dispute
May 2019Settled
Customer Dispute
June 2018Award / Judgment
Employment History
Current Registrations
Northwest Investment Advisors, INC
March 2004 - Present · 21 yrs 10 mos
Northwest Investment Advisors, INC. Broker
March 2004 - Present · 21 yrs 10 mos
Previous Registrations
Foresters Securities, INC.Broker
March 2001 - August 2003 · 2 yrs 5 mos
Pruco Securities Corporation Broker
March 2000 - October 2000 · 7 mos
State Registrations12 states
AZCACOGAIDMTNVORTXVAWAWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.