Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $3.0M | 0.80% |
| $3.0M - $5.0M | 0.40% |
| $5.0M - $10.0M | 0.20% |
| $10M+ | 0.10% |
Fee Estimator
GW Financial bases its fees on a percentage of assets under management (AUM) or fixed fees for advisory and consulting services. All new clients must engage under Wealth Management Silver (WM-Silver) or Wealth Management Advanced (WM-Advanced). WM-Silver has a minimum annual fee of $6,600, while WM-Advanced has a minimum annual fee of $19,800. For Investment Management (IM) clients (closed to new clients), fees follow a tiered structure based on the value under management. Financial consulting services are available for a flat fee of $900 per 90-minute session. Fees are exclusive of transaction costs, mutual fund expenses, and custodial fees charged by third parties.
Areas of Practice
Advisor Information
Office location
5470 Kietzke Lane, Suite 300, Reno, NV, 89511
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Scott is an accounting instructor at Chapman University for about a full day per week when teaching. He also works with personal tax clients as a CPA/Enrolled Agent, dedicating a significant amount of time to this activity.