Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Investment management fees range from 0.5% to 1.75% of assets under management, depending on portfolio size, complexity, and scope of services. Financial planning minimum fee is $3,500. Hourly fees range from $225 to $650 per hour, based on expertise needed. Fees are negotiable based on size, services, and circumstances. GRT (Gross Receipts Tax) is applied to services in New Mexico.
Areas of Practice
Advisor Information
Office location
5353 N 16th Street, Suite 200, Phoenix, AZ, 85016
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James sells and services fixed index annuities, dedicating a few hours per week to this activity. This work involves recommending and servicing these annuities for clients.