JM
CFP
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
22 advisors
Number of Clients
1,404 clients
Average Client Portfolio
$190K average
Assets Under Management
$267.4M
Fee Structure
Minimum Investment:None
Hourly Rate:$50 - $750/hr
DAI Wealth charges an annual "Account Fee" for investment management services, which may not exceed 2.50% per year of the portfolio value. Account Fees are negotiable and may vary. Fees are billed quarterly in arrears. Financial planning and consulting fees range from $50 to $750 per hour, subject to a one-hour minimum.
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningBusiness OwnersHigh Net Worth
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Advisor Information
Office location
Austin, TX
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Dai Wealth, LLC
October 2022 - Present · 3 yrs 3 mos
Dai Securities, LLC
October 2022 - Present · 3 yrs 3 mos
Dai Securities, LLCBroker
October 2022 - Present · 3 yrs 3 mos
Previous Registrations
Fsc Securities Corporation
July 2018 - October 2022 · 4 yrs 3 mos
Royal Alliance Associates, INC.
July 2018 - October 2022 · 4 yrs 3 mos
Woodbury Financial Services, INC.
July 2018 - October 2022 · 4 yrs 3 mos
Sagepoint Financial, INC.Broker
December 2017 - October 2022 · 4 yrs 10 mos
Sagepoint Financial, INC.
December 2017 - October 2022 · 4 yrs 10 mos
Fsc Securities CorporationBroker
December 2017 - October 2022 · 4 yrs 10 mos
Royal Alliance Associates, INC. Broker
December 2017 - October 2022 · 4 yrs 10 mos
Woodbury Financial Services, INC.Broker
December 2017 - October 2022 · 4 yrs 10 mos
National Planning CorporationBroker
January 2017 - November 2017 · 10 mos
National Planning Corporation ("npc of America" in Fl & Ny)
January 2017 - November 2017 · 10 mos
Sii Investments, INC.Broker
January 2017 - November 2017 · 10 mos
Invest Financial CorporationBroker
January 2017 - November 2017 · 10 mos
Investment Centers of America, INC.Broker
January 2017 - November 2017 · 10 mos
Waddell & Reed
October 2009 - June 2016 · 6 yrs 8 mos
Ivy Distributors, INC.Broker
October 2009 - June 2016 · 6 yrs 8 mos
Waddell & ReedBroker
October 2009 - June 2016 · 6 yrs 8 mos
U.S. Bancorp Investments, INC.
July 2006 - March 2009 · 2 yrs 8 mos
U.S. Bancorp Investments, INC. Broker
May 2006 - March 2009 · 2 yrs 10 mos
State Farm Vp Management CORP.Broker
February 2005 - May 2006 · 1 yr 3 mos
Oppenheimerfunds Distributor, INC.Broker
April 2001 - February 2003 · 1 yr 10 mos
Charles Schwab & Co., INC. Broker
June 2000 - March 2001 · 9 mos
State Registrations1 state
TX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.