Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $100K | 1.75% |
| $100K - $250K | 1.50% |
| $250K - $500K | 1.25% |
| $500K - $1.0M | 1.00% |
| $1M+ | 0.75% |
Fees may be negotiable in certain limited circumstances.
Fee Estimator
Investment management fees are calculated as a percentage of assets under management and billed quarterly. There are different fee schedules for long equities, fixed income, and hedging strategies. Financial planning is included in these fees. For clients who only want financial planning, the hourly rate is $250. Fees may be negotiable in certain limited circumstances. There is no stated minimum account size.
Areas of Practice
Advisor Information
Office location
4 Corporate Drive, Suite 482, Shelton, CT, 06484
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Robert is an insurance agent with several insurance companies, operating from his listed office. He spends minimal time on this activity.