Firm Information

Compensation
Fee-Only (AUM)
Number of Advisors
178 advisors
Number of Clients
3,179 clients
Average Client Portfolio
$936K average
Assets Under Management
$3.0B

Fee Structure

Minimum Investment:$25K
Financial Planning:Included in AUM fee

Frost Investment Services offers several advisory programs with different fee structures and minimums. The Fund Strategist Portfolio Program and Optimum Asset Allocation Strategy both charge 0.80% on the first $5M, 0.60% on the next $5M, and 0.50% on everything over $10M. The Advisor Model Management Program charges the same advisory program fee, but the portfolio strategy fee is 0.20% on the first $5M, 0.17% on the next $5M, and 0.10% on everything over $10M. The Unified Managed Accounts Program charges 1.25% on the first $1M, 1.10% on the next $1M, 1.00% on the next $3M, and 0.85% on everything over $5M. An optional Tax and/or Impact Overlay service is available for an additional fee. There are also fees for IRA accounts, wire transfers, and account transfers.

Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningFinancial Planning & Coaching
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Advisor Information

Office location

215 E Shore Dr, Spring, TX, 77380

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Regulatory History (1)
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Customer Dispute
October 2017
Denied
Employment History
Current Registrations
Frost Brokerage Services, INC.Broker
November 2023 - Present · 2 yrs 2 mos
Frost Investment Services
November 2023 - Present · 2 yrs 2 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
July 2021 - October 2023 · 2 yrs 3 mos
Wells Fargo Clearing Services, LLC Broker
July 2021 - October 2023 · 2 yrs 3 mos
Wells Fargo Clearing Services, LLC
July 2021 - July 2021 · 0 mos
Bbva Securities INC.Broker
May 2013 - July 2021 · 8 yrs 2 mos
PNC Managed Account Solutions, INC.
February 2013 - July 2021 · 8 yrs 5 mos
Bbva Compass Investment Solutions, INCBroker
February 2013 - May 2013 · 3 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
December 2011 - February 2013 · 1 yr 2 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker
November 2011 - February 2013 · 1 yr 3 mos
State Registrations3 states
NMTXWA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Amy Rowe-stahl - Financial Advisor | AdvisorDiscover