DD

Denise Marie Diana

13 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
54 advisors
Number of Clients
2,021,610 clients
Average Client Portfolio
$263K average
Assets Under Management
$532.2B

Fee Structure

Minimum Investment:$250K

This firm provides investment management services to advisors, who then work with their clients. Envestnet does not directly set fees for clients. Clients should consult their advisor's Form ADV Part 2 for a description of the advisor's specific use of Envestnet and the programs, including fee information. Envestnet may receive fees from fund families or third-party model providers, creating potential conflicts of interest.

Areas of Practice
Investment Management
Loading...

Advisor Information

Office location

150 North Riverside Plaza , Suite 2050, Chicago, IL, 60606

Get directions
Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Envestnet Pmc
July 2022 - Present · 3 yrs 6 mos
Envestnet Retirement Solutions, LLC
August 2016 - Present · 9 yrs 5 mos
Previous Registrations
Charles Schwab & Co., INC.
January 2009 - March 2009 · 2 mos
Prudential Retirement Brokerage Services, INC.
January 2001 - December 2004 · 3 yrs 11 mos
State Registrations2 states
CTIL
Advisor
Exams
No exam information available for this advisor.
Denise Marie Diana - Financial Advisor | AdvisorDiscover