Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $500K | 1.75% |
| $500K - $1.0M | 1.50% |
| $1.0M - $5.0M | 1.25% |
| $5.0M - $10.0M | 0.50% |
| $10M+ | 0.50% |
Fees negotiable for accounts over $10,000,001.
Fee Estimator
Investment advisory fees range from 0.50% to 1.75% annually, based on assets under management. Model management fees for internally managed strategies range from 0.00% to 1.00% annually, typically between 0.20% and 0.50%. Third-party model management fees range from 0.35% to 1.00% annually. Fees are negotiable and based on factors like complexity, assets managed, and time involved. Financial planning fees are charged as a flat dollar amount or hourly fee.
Areas of Practice
Advisor Information
Office location
8111 Preston Road, Suite 500, Dallas, TX, 75225
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Umberto is a principal at Castleview Partners, providing advisory services, and spends about half his time there. He is also president of Fixed Insurance and UP Capital Management LLC, dedicating about 40% of his time to each, and owns real estate, spending minimal time managing properties and collecting rent.