Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the wrap fee program pay a single annualized fee, based on a percentage of the market value of assets or a flat fee of $3,000, whichever they choose. The percentage-based fee can be 0.5%, 1.0%, 1.5%, or another mutually agreed-upon value, up to a maximum of 2.0% of assets under management, excluding program, product, custodial, or mutual fund fees. Financial planning is also offered on an hourly basis, ranging from $150 to $250 per hour, depending on the tasks or circumstances. Fees are negotiable for special situations. An initial deposit may be required.
Areas of Practice
Advisor Information
Office location
Houston, TX
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No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Joe works as an investment advisor representative for Investment Research Corporation, dedicating about half his time to client portfolio management and advisor support. He also owns a fixed insurance product sales and distribution business, spending about 10-20% of his time providing insurance products, training, and support to licensed insurance agents, and works as a part-time computer support consultant for Terra Staffing.