AS

Anthony Howard Smith

23 Years of Experience

Firm Information

Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Number of Advisors
248 advisors
Number of Clients
22,917 clients
Average Client Portfolio
$330K average
Assets Under Management
$7.6B

Fee Structure

Financial Plan Fee:$200 - $2,500
Hourly Rate:$50 - $300/hr

Harbour charges fees for consultation services, ranging from $50 to $300 per hour, or flat fees between $200 and $2,500 depending on the plan's scope. For ongoing investment advisory relationships, fees are calculated as a percentage of assets under management, with a maximum of 2.0%. Accounts under $25,000 may have higher service fees. Third-party manager fees generally range from 0.25% to 2.50% per annum, including both advisor and manager fees. The maximum advisor fee is 2.0%, separate from the third-party manager fees.

Areas of Practice
Investment ManagementRetirement PlanningHigh Net Worth
Loading...

Advisor Information

Office location

575 D'Onofrio Drive, Suite 300, Madison, WI, 53719

Get directions
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
July 1999
Final Disposition
Other Business ActivitiesSells Insurance

Anthony is an independent insurance agent.

Employment History
Current Registrations
Harbour Investments, INC.
February 2012 - Present · 13 yrs 11 mos
Harbour Investments, INC. Broker
September 2004 - Present · 21 yrs 4 mos
Previous Registrations
Harbour Investments, INC.
August 2005 - August 2005 · 0 mos
H&r Block Financial Advisors, INC.Broker
September 2000 - October 2002 · 2 yrs 1 mo
State Registrations1 state
WI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Anthony Howard Smith - Financial Advisor | AdvisorDiscover