AG
CFP

Anuj Dave Grover

24 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
7 advisors
Number of Clients
512 clients
Average Client Portfolio
$1.9M average
Assets Under Management
$961.8M

Fee Structure

Financial Plan Fee:From $2,500
Hourly Rate:$100 - $300/hr

Lake Street charges an annual management fee, up to 2% of assets under management, for discretionary investment management services. For non-investment management clients or those needing disproportionate consulting, hourly or fixed fees are agreed upon. Financial consulting fees start at $2,500 on a fixed fee basis, then $100-$300 hourly. For assets under advisement (non-discretionary), fees are up to 1.5% annually.

Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingHigh Net Worth
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Advisor Information

Office location

128 N. May Street, Floor 2, Chicago, IL, 60607

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Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2016
Denied
Other Business Activities

Anuj has ownership stakes in several investment-related holding companies and LLCs focused on real estate and family estate planning. He also serves as a co-trustee and has power of attorney for his father, dedicating minimal time to these responsibilities.

Employment History
Current Registrations
Lake Street
September 2021 - Present · 4 yrs 4 mos
Previous Registrations
Lake Street
August 2021 - August 2021 · 0 mos
Wells Fargo Clearing Services, LLC
December 2013 - August 2021 · 7 yrs 8 mos
Wells Fargo Clearing Services, LLC Broker
November 2013 - August 2021 · 7 yrs 9 mos
Incapital Insurance Services, LLCBroker
October 2011 - September 2013 · 1 yr 11 mos
Incapital LLCBroker
September 2010 - September 2013 · 3 yrs
Tnp Securities, LLCBroker
November 2009 - August 2010 · 9 mos
Cohen & Steers Securities, LLCBroker
May 2006 - June 2009 · 3 yrs 1 mo
Van Kampen Funds INC.Broker
February 2001 - April 2006 · 5 yrs 2 mos
State Registrations1 state
IL
Advisor
Exams
No exam information available for this advisor.