RV
CFP

Roberto Luis Rivera Vazquez

25 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
5 advisors
Number of Clients
455 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$697.8M

Fee Structure

Minimum Investment:$250K
Financial Plan Fee:$2,500 - $7,500
Hourly Rate:Up to $250/hr

Freedom Advisory charges fees based on a percentage of assets under management, ranging from 0.25% to 1.25% per year. The minimum to establish and maintain a managed account is $250,000. Financial planning services are offered for a fixed fee, not exceeding $7,500, based on client net worth. Hourly consulting is available at $250 per hour, negotiable based on the client's situation.

Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate Planning
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Advisor Information

Office location

Centro Internacional De Mercadeo, 90 Carr 165 Ste 505, Guaynabo, PR, 00968-8067

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Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2018
Settled
Employment Separation After Allegations
February 2017
Customer Dispute
April 2016
Settled
Employment History
Current Registrations
Freedom Advisory
April 2017 - Present · 8 yrs 9 mos
Previous Registrations
Popular Securities, LLC
September 2007 - March 2017 · 9 yrs 6 mos
Popular Securities, LLC Broker
July 2000 - March 2017 · 16 yrs 8 mos
State Registrations2 states
PRTX
Advisor
Exams
No exam information available for this advisor.