Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
63 advisors
Number of Clients
3,945 clients
Average Client Portfolio
$285K average
Assets Under Management
$1.1B

Fee Structure

Financial Plan Fee:Up to $5,000
Hourly Rate:Up to $500/hr

Financial plans can cost up to $5,000, payable in two installments. Hourly advice is available for up to $500 per hour, negotiable and payable at the end of the meeting. Investment management fees are a percentage of assets managed, not exceeding 2% annually, billed monthly or quarterly. A set-up fee of up to $100 per account, with a maximum of $200 per household, may be charged. Seminar attendance can cost up to $100.

Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningTax PlanningBusiness Owners
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Advisor Information

Office location

Louisville, KY

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Trustmont Financial Group, INC.
August 2025 - Present · 5 mos
Trustmont Advisory Group, INC.
August 2025 - Present · 5 mos
Trustmont Financial Group, INC.Broker
August 2025 - Present · 5 mos
Previous Registrations
Cetera Investment Advisers LLC
June 2023 - August 2025 · 2 yrs 2 mos
Cetera Financial Specialists LLCBroker
June 2021 - August 2025 · 4 yrs 2 mos
Cetera Advisors LLCBroker
June 2021 - August 2025 · 4 yrs 2 mos
Cetera Investment Services LLCBroker
June 2021 - August 2025 · 4 yrs 2 mos
Cetera Wealth Services, LLCBroker
June 2021 - August 2025 · 4 yrs 2 mos
Cetera Advisor Networks LLC
June 2021 - June 2023 · 2 yrs
First Allied Securities, INC.Broker
June 2021 - September 2022 · 1 yr 3 mos
J.P. Morgan Securities LLC
June 2017 - June 2021 · 4 yrs
J.P. Morgan Securities LLC Broker
June 2017 - June 2021 · 4 yrs
Trustmont Advisory Group, INC.
September 2015 - May 2017 · 1 yr 8 mos
Trustmont Financial Group, INC.Broker
September 2015 - May 2017 · 1 yr 8 mos
Metlife Securities INC.
September 2012 - September 2015 · 3 yrs
Metlife Investors Distribution CompanyBroker
March 2012 - September 2015 · 3 yrs 6 mos
New England SecuritiesBroker
March 2012 - January 2015 · 2 yrs 10 mos
Metlife Securities INC.Broker
January 2012 - September 2015 · 3 yrs 8 mos
Investment Professionals, INC.
August 2011 - December 2011 · 4 mos
Investment Professionals, INC.Broker
August 2011 - December 2011 · 4 mos
Essex National Securities, INC.
June 2010 - July 2011 · 1 yr 1 mo
Essex National Securities, INC.Broker
May 2010 - July 2011 · 1 yr 2 mos
Uvest Financial Services Group, INC.
February 2009 - June 2010 · 1 yr 4 mos
Uvest Financial Services Group, INC.Broker
September 2008 - June 2010 · 1 yr 9 mos
State Registrations1 state
KY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.