AB
Firm Information
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Number of Advisors
585 advisors
Number of Clients
11,854 clients
Average Client Portfolio
$232K average
Assets Under Management
$2.7B
Fee Structure
This brochure does not contain a fee schedule. Please contact Voya Financial Advisors directly for fee information.
Areas of Practice
Investment ManagementRetirement Planning
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Advisor Information
Office location
2217 N Macgregor Way, Houston, TX, 77004
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Alan is an independent insurance agent selling fixed insurance products since 2010, dedicating about 10-20% of his time to this. He also works as a notary public since 2019, spending minimal time on this activity.
Employment History
Current Registrations
Voya Financial Advisors, INC.
January 2011 - Present · 15 yrs
Voya Financial Advisors, INC. Broker
January 2011 - Present · 15 yrs
Previous Registrations
Ing Financial Advisers, LLC
May 2007 - January 2011 · 3 yrs 8 mos
Ing Financial Advisers, LLCBroker
November 2006 - January 2011 · 4 yrs 2 mos
Compass Brokerage, INC.Broker
March 2005 - January 2006 · 10 mos
Chase Investment Services CORP.Broker
January 2001 - March 2005 · 4 yrs 2 mos
Banc One Securities CorporationBroker
November 2000 - December 2000 · 1 mo
State Registrations13 states
CAFLGAILKSLAMIMNNYOHTNTXWA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.