AE
CFP
Firm Information
Compensation
Fee-Only (AUM)
Number of Advisors
420 advisors
Number of Clients
10,014 clients
Average Client Portfolio
$386K average
Assets Under Management
$3.9B
Fee Structure
Minimum Investment:$250K
Financial Planning:Included in AUM fee
This service charges an advisory fee based on the assets managed in the Discretionary Management portion of the service. Financial planning and retirement income planning are included and do not incur separate fees. The Financial Planning portion of the Service generally requires a minimum of $250,000 in aggregate investable assets. The Discretionary Management portion of the Service requires an initial minimum investment of $250,000 per household.
Areas of Practice
Retirement PlanningFinancial Planning & CoachingInvestment Management
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Advisor Information
Office location
Weeki Wachee, FL
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
T. Rowe Price Investment Services, INC.
October 2023 - Present · 2 yrs 3 mos
T. Rowe Price Advisory Services, INC.
October 2023 - Present · 2 yrs 3 mos
T. Rowe Price Investment Services, INC.Broker
October 2023 - Present · 2 yrs 3 mos
Previous Registrations
Fidelity Personal and Workplace Advisors
June 2021 - October 2023 · 2 yrs 4 mos
Fidelity Brokerage Services LLCBroker
June 2021 - October 2023 · 2 yrs 4 mos
T. Rowe Price Advisory Services, INC.
April 2014 - July 2019 · 5 yrs 3 mos
T. Rowe Price Investment Services, INC.Broker
March 2014 - July 2019 · 5 yrs 4 mos
Hsbc Securities (usa) INC. Broker
October 2005 - April 2008 · 2 yrs 6 mos
Uvest Financial Services Group, INC.Broker
May 2003 - September 2005 · 2 yrs 4 mos
A. G. Edwards & Sons, INC.Broker
December 2000 - June 2001 · 6 mos
American Express Financial Advisors INC. Broker
August 2000 - September 2000 · 1 mo
Ids Life Insurance CompanyBroker
August 2000 - September 2000 · 1 mo
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.