AD
Firm Information
Compensation
Fee-Only (AUM)
Number of Advisors
555 advisors
Number of Clients
5,033 clients
Average Client Portfolio
$50.9M average
Assets Under Management
$256.3B
Fee Structure
Minimum Investment:$50K
This firm manages investments for institutions, pooled investment vehicles, and individual clients. This brochure does not include a specific fee schedule for individual clients. Contact the firm directly for more information on fees.
Areas of Practice
Investment Management
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Advisor Information
Office location
120 E. Liberty Drive, Suite 400, Wheaton, IL, 60187
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
First Trust Advisors LP
August 2014 - Present · 11 yrs 5 mos
First Trust Portfolios L.P.Broker
April 2014 - Present · 11 yrs 9 mos
Previous Registrations
Calamos Financial Services LLCBroker
February 2011 - May 2012 · 1 yr 3 mos
Calamos Advisors LLC
February 2004 - November 2007 · 3 yrs 9 mos
Calamos Financial Services LLCBroker
October 2002 - January 2009 · 6 yrs 3 mos
Van Kampen Funds INC.Broker
March 2001 - September 2002 · 1 yr 6 mos
State Registrations1 state
IL
AdvisorBrokerBoth
Exams
No exam information available for this advisor.