Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The Prism Program has a fee structure that includes a program fee based on asset tiers, a manager fee, and other fees like trading commissions and model fees (for the Advisory program). Program fees range from 1.2% to 0.30%. If clients in Prism Advisory use an HSBC or third-party manager model or separately managed account, they'll also pay a manager fee, ranging from 0.08% to 0.50% depending on the strategy (Fixed Income: 0.08%-0.40%, Equity: 0.20%-0.50%). There is also a Prism Liquidity Management option with fees ranging from 0.35%-0.20% and a minimum AUM of $25,000,000.
Areas of Practice
Advisor Information
Office location
San Francisco, CA
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Adam is a sole proprietor of Shark Tooth Provisions, where he designs, makes, and sells woodworking products like cutting boards at local farmers markets and on Etsy since 2020. This non-investment related activity takes minimal time.