Firm Information

Compensation
Fee-Only (AUM)
Number of Advisors
15 advisors
Number of Clients
1,560 clients
Average Client Portfolio
$1.9M average
Assets Under Management
$2.9B

Fee Structure

Minimum Investment:$500K
Financial Planning:Included in AUM fee
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $2.0M1.00%
$2.0M - $7.0M0.75%
$7M+0.75%

Fees negotiable thereafter.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee

Roffman Miller charges an annual fee based on a percentage of assets under management, paid quarterly. Fees are negotiable on an individual basis. The firm may charge a lesser fee or waive its asset minimum based on various criteria. Existing clients opening new accounts will be billed using the fee schedule agreed upon at the beginning of the relationship. Clients may incur brokerage fees and miscellaneous fees charged by the broker/dealer.

Areas of Practice
Investment ManagementRetirement PlanningHigh Net Worth
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Advisor Information

Office location

1835 Market Street, Suite 500, Philadelphia, PA, 19103

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Roffman Miller Associates INC
March 2022 - Present · 3 yrs 10 mos
Previous Registrations
Wells Fargo Clearing Services, LLC Broker
June 2020 - March 2022 · 1 yr 9 mos
Wells Fargo Clearing Services, LLC
June 2020 - March 2022 · 1 yr 9 mos
Hartford Funds Distributors, LLCBroker
May 2015 - August 2018 · 3 yrs 3 mos
Delaware Distributors, L.P.Broker
September 2010 - June 2013 · 2 yrs 9 mos
J.P. Morgan Securities INC. Broker
April 2009 - June 2010 · 1 yr 2 mos
Janney Montgomery Scott LLC Broker
January 2008 - April 2008 · 3 mos
State Registrations1 state
PA
Advisor
Exams
No exam information available for this advisor.