BG
CFA

Brant Woodrow Grimes

24 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)
Number of Advisors
58 advisors
Number of Clients
2,261 clients
Average Client Portfolio
$112.3M average
Assets Under Management
$253.8B

Fee Structure

Financial Planning:Investment management only

The brochure discusses fees and compensation but does not provide specific fee schedules or amounts.

Areas of Practice
Investment Management
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Advisor Information

Office location

200 Park Avenue, New York, NY, 10166

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Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
June 1996
Final Disposition
Criminal
December 1995
Final Disposition
Other Business Activities

Brant owns a rental property in San Francisco since November 2020, dedicating minimal time to this activity. This activity is not investment-related.

Employment History
Current Registrations
Voya Investment Management CO. LLC
May 2011 - Present · 14 yrs 8 mos
Voya Investments Distributor, LLCBroker
May 2011 - Present · 14 yrs 8 mos
Previous Registrations
Allianz Global Investors Distributors LLCBroker
October 2007 - April 2011 · 3 yrs 6 mos
Rcm Distributors LLCBroker
October 2007 - June 2008 · 8 mos
Citizens SecuritiesBroker
April 2004 - May 2007 · 3 yrs 1 mo
Strong Capital Management INC
October 2003 - March 2004 · 5 mos
Strong Investments, INC.Broker
October 2000 - March 2004 · 3 yrs 5 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Brant Woodrow Grimes - Financial Advisor | AdvisorDiscover