PP
Firm Information
Compensation
N/A
Number of Advisors
20 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified
Fee Structure
Financial Planning:Investment management only
Pruco Securities does not provide investment advisory or brokerage services to clients, so it does not have a fee schedule, bill clients, or deduct fees from client accounts.
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Advisor Information
Office location
213 Washington Street, Newark, NJ, 07102
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Pruco Securities, LLC. Broker
June 2009 - Present · 16 yrs 7 mos
Pruco Securities, LLC.
June 2009 - Present · 16 yrs 7 mos
Pruco Securities, LLC
June 2009 - Present · 16 yrs 7 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 2007 - June 2009 · 1 yr 9 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker
July 2007 - June 2009 · 1 yr 11 mos
Merrill Lynch Pierce Fenner & Smith INC.
August 2004 - July 2005 · 11 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker
April 2002 - July 2005 · 3 yrs 3 mos
Datek Online Financial Services LLCBroker
January 2002 - March 2002 · 2 mos
State Registrations50 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTXUTVAVTWAWIWVWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.